Broker Check
Advisor Group Commences Virtual National Conference with Launch of its Continuity Coverage and Acquisition Financing Program
Enhanced Succession Planning Resources Create End-to-End M&A Support Platform, Encompassing Transaction Preparation, Identification, Valuation, Deal Structuring, Financing and Integration
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Advisor Group and Royal Alliance Announce Recruitment of Financial Foundation Services to Super-OSJ Affiliated Advisors
Independent Wealth Management and Financial Planning Practice with $120 Million in Total Client Assets Joins Royal Alliance-Affiliated Super-OSJ Led by Rita Robbins
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Advisor Group Redefines Wealth Management Industry Events with Expansive, Interactive, and Entertaining Virtual National Conference
This year’s event, called ‘ConnectED Canvas’ in reference to the freedom financial professionals will have to define their own conference experience just as they continually define their own practices, will be delivered via a cutting-edge virtual events platform that Advisor Group has customized by leveraging its industry-leading scale, resources, and technology. The event is open to all financial professionals across the Advisor Group network of firms, and features headliner speakers, as well as a wide range of content to help financial professionals thrive during this period of uncertainty.
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Advisor Group Rolls Out Updated UMA Platform
Advisor Group says its enhanced unified managed accounts platform is now available to all financial professionals affiliated with its broker-dealers, including those recently acquired from Ladenburg Thalmann. The updated platform lets advisors actively manage a portion of a client’s assets in a “Representative as Portfolio Manager” format and gives them access to some 7,000 mutual funds and exchange-traded funds, 1,000 separately managed accounts and 200 model portfolios, the firm says.
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Advisor Group Goes Live with Reg BI-Oriented eQuipt Enhancements
Advisor Group is giving it’s 10,000-strong advisor workforce a leg up in complying with the SEC’s Regulation Best Interest (Reg BI). The Phoenix-based broker-dealer network introduced on Thursday eQuipt Dashboard, an enhancement designed to assist advisors in complying with Reg BI.
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4 Ways to Firm Up Your Continuity Plan, Now
Follow these simple steps to make sure your business is prepared, both for the pandemic and for the future.
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Advisor Group Expands Coronavirus Response Resource Center
Advisor Group, a network of independent wealth management firms, has expanded its coronavirus response resource center, a platform of services that helps financial professionals manage their businesses during the current COVID-19 pandemic and ensuing market disruption. Due to the widespread nature of the pandemic, Advisor Group is making many of the features of its coronavirus response resource center available to all financial professionals across the industry.
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When Suits Give Way to Sweatpants: New Work-from-Home Cyber Risks
Jason Lish, chief information security officer for Advisor Group, says “there is increased risk with blending personal browsing activity on company devices and networks, as many employees are not accustomed to working full time from home.” Advisor Group, like many other businesses at this time, has increased their security awareness reminders, giving advisors tips on things like how to secure their home networks and webinar calls, says Lish.
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Advisor Group Deepens Senior Leadership Team to Drive Next Phase of Growth and Long-Term Success for Financial Professionals
Continuing Momentum from Recently Completed Merger with Ladenburg Thalmann, Management Team Encompasses Executives from Both Companies. Names Seasoned LPL Financial Executive Gregory Cornick to Newly Created Role of President, Advice and Wealth Management; Securities America's Gregg Johnson Named EVP of Recruiting & Revenue Acquisition. Cindy Hamel Promoted to Chief Strategy & Corporate Development Officer; Matthew Schlueter Named President, Products and Platforms.
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Advisor Group Announces Completion of Merger with Ladenburg Thalmann Financial Services to Create Industry's Largest Network of Wealth Management Firms
Transaction Expands Advisor Group's Industry Leadership, with Approximately 11,300 Affiliated Financial Advisors and Over $450 Billion in Client Assets. Company Reaffirms Commitment to Multi-Brand Network Model Delivering Benefits of Both Scale and Personalized Service to Financial Advisors.
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Advisor Group Announces Successful Conclusion of Its 14th Annual W Forum Event in Los Angeles for Women Advisors and Assistants
Features 2nd Annual W Forum Visionaries Series of TED Talk-Style Presentations by Leading Female Advisors, as well as Women Forward Mentorship Program and Interactive Session to Help Attendees Prepare for Reg BI. Event Features Diverse and Innovative Array of Women-Focused Networking, Team-Building and Educational Opportunities to Support Attendees' Long-Term Career Growth.
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Protecting Practices One Deal At A Time
Most succession deals can easily fall apart for three reasons: the seller can’t find the perfect candidate; the deal is too hard to make; and/or the deal becomes too time consuming to close, particularly in cases when an advisor makes a sudden and unexpected exit from his or her practice.
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