Broker Check
Advisor Group Taps CAIS for Alts Access for FAs
Advisor Group has selected the investment platform CAIS to give its advisors access to alternative investments, according to CAIS. The partnership gives Advisor Group’s more than 10,100 financial advisors access to “a curated menu” of alternatives, including hedge funds, private equity, real estate and private credit, CAIS says. All the funds available on the platform undergo due diligence by Mercer, according to CAIS.
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Advisor Group Builds Out Leadership With Two New Hires
Advisor Group is adding two industry vets to its leadership roster, with Dimple Shah joining as Executive Vice President of Corporate Strategy and Iryna Northrip as Chief Compliance Officer, Investment Strategy.
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Triad Adds Gallagher’s $6.3B Retirement Plan Consulting Business
Advisor Group announced Monday that Gallagher’s retirement plan consulting practice, which encompasses 90 advisors, 50 support staff and nearly $6.3 billion in discretionary assets under management, has moved its business to Triad Advisors, an Advisor Group broker/dealer. Gallagher, a hybrid registered investment advisor, joins from Kestra Financial.
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Advisor Group Welcomes Brett Straub CFP® And Stephanie Wade To Its Platform With Over $120 Million In Assets
Today, Advisor Group announced the successful affiliation to its network of Brett Straub and Stephanie Wade, independent financial advisors with more than $120 million in total client assets, from Principal Securities.
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Russia’s War in Ukraine Should Have Firms and Advisors Beefing Up Cyber Protections
Many believe that as the war continues, Russia’s cybercrimes will only escalate. Are U.S.-based independent financial firms or advisors likely targets for malicious actors on a global scale? Perhaps not. Still, as threats become increasingly sophisticated and cybercriminals search for additional victims, it makes sense for any business to harden its digital defenses.
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Advisor Group’s Peter Clemson Intensifies Focus on Digitization of Service Experience
Head of digital solutions for 10,000 financial advisor-strong wealth management firm sees enormous opportunities for tech-driven business growth in 2022 and beyond.
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Advisor Group Continues Digital Transformation Momentum with New Senior Hires
After announcing significant investments in technology as part of a broader digital transformation strategy late last year, Advisor Group is following up with a wave of senior management team hires.
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Advisor Group Welcomes Two California-based Financial Advisors with Client Assets Totaling $174 Million
Advisor Group announced the successful recruitment to its network of James Putnam and Babak "Bobby" Payvandi, a pair of financial advisors based in the greater Sacramento, Calif. area that collectively oversee $174 million in total client assets.
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The Pandemic Was A Final Exam For Financial Advisors’ Emotional Intelligence. Did Yours Pass?
Advisor Group President and CEO Jamie Price shares how revisiting his family's estate plans taught him about the growing importance of emotional intelligence, or EQ, in the advisor/client relationship.
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Advisor Group Unveils Enhanced Tech, Including Express Onboarding
Advisor Group launched several enhanced technology platforms including Express Onboarding, a newly designed Advisor Business Hub portal, and an upgraded customer relationship management platform for its 10,100 or so financial professionals who the company said now oversee over $475 billion in client assets.
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Advisor Group Successfully Recruits Seven Financial Advisors with Assets Totaling $412 Million Across Mountain West, Western States
The advisors are joining Advisor Group subsidiary Royal Alliance Associates through one of its most successful Super-OSJ groups – Bellevue, Wash.-based Pacific Capital Resource Group (PCRG).
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Advisor Group Successfully Recruits Three Wealth Management Practices With Combined $498 Million In Total Client Assets
​Advisor Group announced the successful inclusion of three independent wealth management practices that collectively oversee $498 million in client assets. The three practices are joining Advisor Group through SagePoint Financial and one of SagePoint's fastest-growing hybrid RIAs, Las Vegas-based The AmeriFlex Group®.
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