Broker Check
Women take the lead at Advisor Group
The imperative for having more women in charge of brokerage and advisory firms is pretty clear — in the future women will control more of the nation's wealth.
Read More
Securian team managing $203 million bolts for SagePoint
An office of supervisory jurisdiction for Securian Financial Services that manages $203 million in assets has left the firm and affiliated with SagePoint Financial, an Advisor Group broker-dealer.
Read More
Advisor Group backs $16bn RIA alongside PE firm Reverence
Advisor Group has made its first direct investment in an RIA, acquiring a stake in $16bn hybrid firm Signature Estate & Investment Advisors (SEIA) alongside private equity firm Reverence Capital.
Read More
Using the Great Resignation to drive gender diversity in the industry
There's a growing pool of women seeking second careers who come from sectors including education and nursing, professions that create skills perfectly suited for wealth management.
Read More
Advisor Group Expands Employee Benefits Programs
Advisor Group’s employees and their families will have access to a variety of wellness benefits through a program launched by the firm in cooperation with Talkspace and Aetna, the firm announced today.
Read More
Advisor Group Buys $40 Billion Independent Broker-Dealer
Advisor Group is buying a smaller rival that has more than 850 financial professionals and approximately $40 billion in client assets. Advisor Group’s deal for American Portfolios Financial Services is its second acquisition so far this year.
Read More
Advisor Group Adds $800M AUM Ironbridge Wealth Counsel
IronBridge, which has offices in Austin, Texas, West Palm Beach, Fla., Scottsdale, Ariz., Farmington, N.M., Windsor, Conn., Chicago and Salt Lake City, joins the Advisor Group network through its partner SagePoint Financial.
Read More
Advisor Group Buys $30 Billion Firm, Expands Reach Within Bank Channel
Advisor Group’s network of thousands of independent financial advisors is about to get even larger. The company said it is buying a smaller rival, Infinex Financial Holdings, in a deal that will expand Advisor Group’s reach with banks, credit unions, and other financial institutions.
Read More
Wealth Building For Younger Investors Still Starts With Sound Advice
Investors of all ages benefit from sound financial advice. But that’s especially the case for investors in their 20s and 30s. Because of social media, this demographic, more so than any other, either gets inundated with information about high-risk investments or is influenced by outliers, like a startup founder who has all of their money in crypto.
Read More
Advisor Group Taps CAIS for Alts Access for FAs
Advisor Group has selected the investment platform CAIS to give its advisors access to alternative investments, according to CAIS. The partnership gives Advisor Group’s more than 10,100 financial advisors access to “a curated menu” of alternatives, including hedge funds, private equity, real estate and private credit, CAIS says. All the funds available on the platform undergo due diligence by Mercer, according to CAIS.
Read More
Advisor Group Builds Out Leadership With Two New Hires
Advisor Group is adding two industry vets to its leadership roster, with Dimple Shah joining as Executive Vice President of Corporate Strategy and Iryna Northrip as Chief Compliance Officer, Investment Strategy.
Read More
Russia-Ukraine Conflict: More Cybersecurity Risks for Wealth Managers?
Advisor Group prepares for cybersecurity threats – especially those from Russian actors – through a multi-pronged strategy that includes optimizing defenses, promoting user awareness and engaging in readiness preparations.
Read More

Ready for an Extraordinary Partnership?

Contact Us

If you are an existing financial professional interested in joining our firm, please complete the form below. All information is confidential.

A financial professional
A client