Advisor Group Goes Live with Reg BI-Oriented eQuipt Enhancements
From Financial Advisor:
Advisor Group is giving it’s 10,000-strong advisor workforce a leg up in complying with the SEC’s Regulation Best Interest (Reg BI).
The Phoenix-based broker-dealer network introduced on Thursday eQuipt Dashboard, an enhancement designed to assist advisors in complying with Reg BI.
“Reg BI and Form CRS are designed to provide clients with more transparency regarding financial professionals’ recommendations,” said Matthew Schlueter, Advisor Group’s President of Products and Platforms, in released comments. “The new eQuipt Dashboard and its integrated solutions for Reg BI give our professionals the ability to seamlessly comply with the new requirements digitally, in a way that’s efficient and eco-friendly. Once again, we’re very pleased to demonstrate our commitment to leveraging our scale and resources to empower financial professionals to focus on what they do best: serving clients’ needs by providing sound financial advice.”